Inductively coupled plasma etching of GaN, AlN, InN, InGaN and InAlN was investigated in CH4/H2/Ar plasmas as a function of dc bias, and ICP power. The etch rates were generally quite low, as is common for III-nitrides in CH4 based chemistries. The etch rates increased with increasing dc bias. At low rf power (150W), the etch rates increased with increasing ICP power, while at 350W rf power, a peak was found between 500 and 750 W ICP power. The etched surfaces were found to be smooth, while selectivities of etch were <= 6 for InN over GaN, AlN, InGaN and InAlN under all conditions.
GaN and related compounds are high temperature materials with strong bond strengths and excellent chemical stability. This had made it difficult to develop etch processes for these materials that have high etch rates and selectivities and still produce smooth surfaces and anisotropic features.1 A number of investigations of dry etching of GaN and related compounds in various chemistries have been done in both reactive ion etching, (RIE),2-5 and electron cyclotron resonance (ECR) plasma modes.6-9 ECR plasma etching, with its higher plasma density, has proven much more efficient than RIE etching for the nitrides.10,11 Inductively coupled plasma (ICP) sources are an alternative method for achieving high density plasmas. The plasma is contained inside the dielectric shield which is surrounded by an inductive coil powered with a 2 MHz rf source.12 An alternating magnetic field is induced inside the chamber by the oscillating electric field, and this helps to produce a high-density plasma due to confinement of electrons. The plasma diffuses out of the generation region and drifts to the sample position with accompanying low ion energies. The ICP source is generally believed to be easier to scale-up than the ECR, and to have advantages in terms of cost of ownership and availability of truly automatic matching networks for tuning of the discharge. Shul et al. have reported ICP etching of GaN in Cl2/H2/Ar plasmas with etch rates to ~ 7000 /min.13,14 We report the results of ICP etching of GaN, AlN, InN, InGaN and InAlN in CH4/H2/Ar plasmas as a function of dc bias and ICP power. This chemistry avoids the use of corrosive gases and thus simplifies the process considerably.
The GaN, AlN, InN, In0.36Al0.64N and
In0.2Ga0.8N samples were grown using Metal Organic
Molecular Beam Epitaxy (MO-MBE) on semi-insulating, (100) GaAs and Si
substrates in an Intevac Gen II system as described previously.15,16
The group-III sources were triethylgallium, trimethylamine alane and
trimethylindium, respectively, and the atomic nitrogen was derived from an
Wavemat ECR source operating at 200 W forward power. The layers were single
crystal with a high density of stacking faults and microtwins.
The samples were patterned with a carbon-based mask and were etched in a
Plasma-Therm ICP 790 reactor. The temperature of the He back-side cooled chuck
was held at 23 °C, and the process pressure at 2 mTorr. The rf power
(13.56 MHz) was varied between between 150 and 450 W (dc self biases between 0
and -645V) and the ICP power between 0 and 1500 W. Step heights were obtained
from Dektak stylus profilometry measurements after the removal of the mask, and
used to calculate the etch rates. The error in these measurements is
approximately ñ 5 %. The surface morphology of selected GaN samples were
examined with Atomic Force Microscope (AFM) using a Si tip in tapping mode. The
selectivity of etch was calculated for InN over GaN, AlN, InGaN and InAlN.
Figure 1 shows the etch rate for GaN, AlN, InN, InGaN and InAlN as a function of dc bias at 500 W ICP power (top) and 1000 W ICP plasmas. The dc bias was higher at lower ICP

powers for the same applied rf power. This is due to the higher plasma density
which suppresses the cathode dc self-bias at higher ICP powers. The etch rates
were generally quite low (<= 2000/min) for all materials in this chemistry.
This is not expected from a consideration of the volatilities of the etch
products, (the boiling point of (CH3)3Ga is 55.7
°C, (CH3)3In is 134 °C, and
(CH3)3Al is 126 °C),17 but other
factors such as film deposition or formation on the plasma-exposed surface
which may reduce the effects of the impinging ions appear to dominate the final
etch rate. There was a general upward trend in the etch rates as the dc bias
increased. At similar dc biases, the etch rate was in general higher at 1000 W
compared to 500 W ICP power, with InN removal approximately twice as fast at
1000 W ICP power.
In Fig. 2, etch rates for GaN, AlN, InN, InGaN and InAlN are shown as a
function of ICP power at 150 W rf power (top) and 350 W rf power (bottom) in
CH4/H2/Ar plasmas at 2 mTorr. The dc bias at each source
power is also shown. At 150 W rf power (dc bias ranged from -405V at 0W ICP to
-29V at 1500W ICP), the etch rate increased with increasing ICP power. This
indicates that the etch was reaction limited under these powers (bottom), with
the etch rate increasing with increasing plasma density, irrespective of the
decreasing ion energy. At 350 W rf chuck power, the etch rates initially
increased rapidly as the ICP power was increased from 0 W to 500 W. The dc bias
was higher under these conditions, ranging from -645V at 0W ICP to -58V at
1500W ICP power. At 500 W ICP power the etch rates were up to four times faster
at the higher rf power (350 W). The GaN etch rate fell sharply above 500W ICP
power, while the etch rates of the In containing materials increased to 750 W
ICP power and then fell off. The etch would appear to no longer be
reaction-limited above the particular powers at which the etch rates are a
maximum. Rather, bond breaking or removal of the reacted products may be
limiting the etch, or perhaps the reactive neutrals were being sputter removed
before reaction could occur on the semiconductor surface.
Figure 3 shows the RMS roughness as a function of ICP power for GaN at 150 W
rf power. The etched surfaces were all smoother than the as-grown sample. This
may be due to the fact that sharp features tend to be etched faster due to the
angular dependence on ion milling, and as long as there is no preferential loss
of nitrogen from the surface, the RMS roughness may decrease. The smoothest
surface was found at 500 W ICP power. The low roughness would indicate that
there was little preferential loss of the group V species from the surface,
though this needs to be verified by Auger Electron Spectroscopy.
Figure 4 shows the selectivities of etch for InN over GaN, AlN, InGaN and
InAlN in CH4/H2/Ar plasmas as a function of dc bias (top)
and ICP power (bottom). As the dc bias increased, the selectivity for InN over
AlN increased. The bond strength of InN is much less than that of AlN, (7.7 eV
and 11.5 eV respectively),17 which indicates that the ions were able
to break the bonds in the InN material more efficiently as their energy
increased, but did not have sufficient energy to efficiently break the bonds
in AlN. The selectivity of InN over GaN also rose initially with increasing dc
bias, for the same reason. Above -55V however the ions had enough energy to
efficiently remove GaN (bond strength of 8.9 eV) as well, lowering the
selectivity of etch. The selectivities of InN over InGaN and InAlN were less
than 3 under all conditions. Both InN/GaN and InN/AlN showed a maxima in the
plot at 1000 W ICP power (Fig. 9 bottom). The dc bias decreased with increasing
ICP power. As the plasma density increased, the etch rates of AlN and GaN
increased, while the accompanying decrease in ion energy leads to the etch rate
of InN remaining approximately constant.
Inductively coupled plasma etching of GaN, AlN, InN, InGaN and InAlN was examined in CH4/H2/Ar plasmas as a function of dc bias and ICP power. The etch rates increased with increasing dc bias. At low rf power (150W), the etch rates increased with increasing ICP power, while at 350W rf power, a peak was found between 500 and 750 W ICP power. The dc bias was found to decrease with increasing ICP power. The selectivities of etch were generally low, <= 6 under all conditions for InN over GaN, AlN, InGaN and InAlN. The etched surfaces were found to be smooth under most conditions.

The authors would like to thank the staff of the Microfabritech Facility for their help with this work. The work at the University of Florida, PTI and SNL is supported by DARPA (A. Husain) through AFOSR (G.L. Witt), an AASERT grant through ARO (Dr. J. M. Zavada), and a University Research Initiative grant #N00014-92-J-1895 administered by ONR. The work at SNL is supported by DOE under contract DEAC04-94AL85000. Sandia is a multiprogram laboratory operated by Sandia Corporation, a Lockheed-Martin Company, for the US Department of Energy.

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